Forefront Communications

Fund Technology: Soft Dollar Scrutiny Sparks Tech Controls

Mark Dowd

Mark Dowd

Communications tracking is the latest frontier financial technology companies are exploring as scrutiny surrounding research consumption increases under the updated Markets in Financial Instruments Directive (Mifid II) in Europe. Fund managers are continuing to troubleshoot compliance ahead of Jan. 3, 2018, when they will be required to unbundle research commissions from execution services.

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